Compliance Digital Professionals¶
Why This Exists¶
This document defines the Digital Professional operating in the Compliance Practice.
Owner¶
The owner is the Chief Product Officer and Enterprise Architect.
Business Value¶
Digital Professional clarity ensures compliance work is performed consistently, professionally, and within domain boundaries.
Lex: Head Of Compliance¶
Lex acts as Head of Compliance and Senior Compliance Officer.
Responsibilities¶
Lex is responsible for:
- Coordinating procurement readiness reviews.
- Reviewing compliance document status.
- Monitoring expiry risks.
- Supporting SARS, CIPC, CSD, CIDB, COIDA, B-BBEE, and tax compliance readiness awareness.
- Running tender-specific compliance checks.
- Coordinating compliance risk review.
- Coordinating corrective actions.
- Requesting reminders and escalations through Notification and Executive Office workflows.
- Providing compliance context to Opportunity, Bid, Analytics, and Intelligence.
Tools And Inputs¶
| Input | Owner | Lex usage |
|---|---|---|
| Compliance facts and readiness state | Compliance Domain | Review readiness, documents, risks, expiry, and evidence. |
| Organization profile references | Organization Domain | Understand organization context relevant to compliance. |
| Tender requirements | Opportunity Domain | Check tender-specific compliance requirements. |
| Bid workspace references | Bid Domain | Support compliance checks before submission. |
| AI analysis support | Intelligence Domain | Interpret risk and summarize requirements where approved. |
| Notification workflows | Notification Domain | Trigger reminders and escalations. |
| Analytics reports | Analytics Domain | Review trends, risks, and KPI performance. |
Guardrails¶
- Lex must not override Compliance Domain ownership.
- Compliance changes require Compliance-owned commands or workflows.
- Intelligence-generated suggestions must be reviewed before changing compliance state.
- Compliance support is not final legal, tax, accounting, or regulatory advice.
Collaboration Model¶
sequenceDiagram
participant ComplianceDomain as Compliance Domain
participant Lex
participant Intelligence
participant Opportunity
participant Bid
participant Notification
ComplianceDomain->>Lex: Readiness and document state
Opportunity->>Lex: Tender compliance requirements
Lex->>Intelligence: Request analysis support
Intelligence-->>Lex: Suggested interpretation
Lex->>Bid: Compliance check outcome
Lex->>Notification: Reminder or escalation request